Override and exception trail review
Focus on privileged actions—refunds, force posts, KYC waivers, and limit overrides—where trails often thin out.
Privileged actions are where trust erodes fastest. We inventory override paths, sample approvals and dual-control evidence, and check whether post-event narratives match system records. The pack includes an exception-path catalogue, residual risk wording, and a short list of controls that leave no reconstructable trail today.
What you receive
- Written findings operations and compliance can share without translation
- A gap map tied to transaction types and override paths in scope
- A prioritized remediation list sized to your partner or audit calendar